Rob Hopkins

Chief Compliance Officer

Robert joined Horter Investment Management in 2024, assuming the role of Chief Compliance Officer for the firm. With over a decade of experience in the investment industry, he brings a wealth of knowledge and expertise to his position.

His professional journey has been marked by a diverse background in sales, operations, supervision, and compliance. This multifaceted experience equips him to navigate the everchanging landscape of compliance and regulations, steering the firm in the right direction.

Before becoming an integral part of Horter, Robert served as the Director of Compliance Services at Key Bridge Compliance, LLC. In this capacity, he not only offered comprehensive compliance consulting services but also acted as the Chief Compliance Officer for multiple investment advisers. Prior to that, he held the position of Senior Compliance Officer at Western & Southern Financial Group, leading compliance efforts for two of the firm's member companies.

Cincinnati, OH, holds a special place in Robert's heart as his hometown, where he resides with his four children. His academic achievements include a Bachelors of Finance from Eastern Kentucky University and a Master of Business Administration from the University of Cincinnati. Robert's commitment to excellence and his strategic vision make him a key player in navigating Horter Investment Management through the complexities of the financial industry.

Email Rhopkins@him-ria.com
Call 513-984-9933

We describe the Horter investment management platform by using the terms “Low Risk” and “Low Volatility” to emphasize the strategies employed by our money managers. However, notwithstanding the risk management strategies employed by these money managers, certain investment portfolios employed by our money managers present a greater degree of investment risk than others depending upon the performance of the underlying securities. We typically refer to these strategies as “Moderate Risk” and “Moderate Volatility”. Such performance can be impacted by a number of risk factors, including but not limited to (i) the level of price volatility (equity securities generally have greater price volatility than debt securities, (ii) changes in interest rates, and (iii) the ability of the manager to purchase or sell a security in a timely manner at desired prices.

Investment advisory services offered through Horter Investment Management, LLC, a SEC-Registered Investment Advisor. Horter Investment Management does not provide legal or tax advice. Investment Advisor Representatives of Horter Investment Management may only conduct business with residents of the states and jurisdictions in which they are properly registered or exempt from registration requirements. Insurance and annuity products are sold separately through Horter Financial Strategies, LLC. Securities transactions for Horter Investment Management clients are placed through AXOS Advisor Services, Schwab and Nationwide Advisory Solutions.