Chief Compliance Officer
Robert joined Horter Investment Management in 2024, assuming the role of Chief Compliance Officer for the firm. With over a decade of experience in the investment industry, he brings a wealth of knowledge and expertise to his position.
His professional journey has been marked by a diverse background in sales, operations, supervision, and compliance. This multifaceted experience equips him to navigate the everchanging landscape of compliance and regulations, steering the firm in the right direction.
Before becoming an integral part of Horter, Robert served as the Director of Compliance Services at Key Bridge Compliance, LLC. In this capacity, he not only offered comprehensive compliance consulting services but also acted as the Chief Compliance Officer for multiple investment advisers. Prior to that, he held the position of Senior Compliance Officer at Western & Southern Financial Group, leading compliance efforts for two of the firm's member companies.
Cincinnati, OH, holds a special place in Robert's heart as his hometown, where he resides with his four children. His academic achievements include a Bachelors of Finance from Eastern Kentucky University and a Master of Business Administration from the University of Cincinnati. Robert's commitment to excellence and his strategic vision make him a key player in navigating Horter Investment Management through the complexities of the financial industry.