Advisors - Horter Investment

You know what you want for your business. We know how to get you there.

Modern times demand modern solutions. At Horter, you will learn strategies for running a successful business and a modernized approach to portfolio design and diversification. These skills are critical to succeeding over the long-term.

A Nationwide boutique approach

We’re large enough to serve clients across the USA and small enough to customize the support we provide to individual advisors like you. Our services are flexible, innovative, and forward thinking – strategically designed to help provide you with leadership, resources, and training

Devotion to service

Transitioning your clients from another firm may seem like a large task. We strive to make the onboarding process as straightforward as possible and provide a team to get you there. You will be provided an onboarding support specialist who will help you through the transition process and provide you step by step instructions. A compliance support along with a new business support will be assigned to you to help with client paperwork and will continuing work as part of your team during your time here. An optional licensed paraplanner will be offered to work alongside you in a client capacity and help with case preparation, prefilling paperwork and ongoing client services.

Compliance

We work hard to develop and maintain a culture of compliance at Horter. The Compliance Team is responsible for registering all new advisors and helping them prepare required disclosure documents. We will continue to work with you throughout your affiliation with Horter. On an ongoing basis the Compliance Team will help you with:

Updating your Form U4 Registration Document
Updating your ADV Part 2B Brochure Supplement
Personal Securities Reporting
Drafting Amendments to your IAR Agreement
Approving Advertising & Marketing Requests
Answering any compliance related questions

Marketing

Marketing can be a challenge, especially when competing with multiple sources of information. Marketing is also one of the most important aspects of your business. That is why we have designed a few strategies to help you get in front of prospects and showcase your value. We want to make sure you have the knowledge and skills you need to help you succeed. Click Here to learn more!

Let’s talk

The best way to see if we’re a good fit is to have a conversation. Call, email, or fill out the form below to speak with one of our team members. We’ll get in touch as soon as possible.

We describe the Horter investment management platform by using the terms “Low Risk” and “Low Volatility” to emphasize the strategies employed by our money managers. However, notwithstanding the risk management strategies employed by these money managers, certain investment portfolios employed by our money managers present a greater degree of investment risk than others depending upon the performance of the underlying securities. We typically refer to these strategies as “Moderate Risk” and “Moderate Volatility”. Such performance can be impacted by a number of risk factors, including but not limited to (i) the level of price volatility (equity securities generally have greater price volatility than debt securities, (ii) changes in interest rates, and (iii) the ability of the manager to purchase or sell a security in a timely manner at desired prices.

Investment advisory services offered through Horter Investment Management, LLC, a SEC-Registered Investment Advisor. Horter Investment Management does not provide legal or tax advice. Investment Advisor Representatives of Horter Investment Management may only conduct business with residents of the states and jurisdictions in which they are properly registered or exempt from registration requirements. Insurance and annuity products are sold separately through Horter Financial Strategies, LLC. Securities transactions for Horter Investment Management clients are placed through AXOS Advisor Services, Charles Schwab & Co. and Nationwide Advisory Solutions.