Modern times demand modern solutions. At Horter, you will learn strategies for running a successful business and a modernized approach to portfolio design and diversification. These skills are critical to succeeding over the long-term.
We’re large enough to serve clients across the USA and small enough to customize the support we provide to individual advisors like you. Our services are flexible, innovative, and forward thinking – strategically designed to provide the leadership, resources, training, and community you need to build the business you want.
Transitioning your clients from another firm may seem like a large task. We strive to make the onboarding process as straightforward as possible and provide a team to get you there. You will be provided an onboarding support specialist who will help you through the transition process and provide you step by step instructions. A compliance support along with a new business support will be assigned to you to help with client paperwork and will continuing work as part of your team during your time here. An optional licensed paraplanner will be offered to work alongside you in a client capacity and help with case preparation, prefilling paperwork and ongoing client services.
We work hard to develop and maintain a culture of compliance at Horter. The Compliance Team is responsible for registering all new advisors and helping them prepare required disclosure documents. We will continue to work with you throughout your affiliation with Horter. On an ongoing basis the Compliance Team will help you with:
Updating your Form U4 Registration Document
Updating your ADV Part 2B Brochure Supplement
Personal Securities Reporting
Drafting Amendments to your IAR Agreement
Approving Advertising & Marketing Requests
Answering any compliance related questions
Constant changes happening in the market along with the financial industry as a whole - stay in touch with up to date information by joining our bi-weekly Horter Highlights call for a one hour update up the current market. Join us at the home office for a 2-day live training once a quarter and subscribe to our email blasts for up to date information from our CEO.
Marketing can be a challenge, especially when competing with multiple sources of information. Marketing is also one of the most important aspects of your business. That is why we have designed a few strategies to help you get in front of prospects and showcase your value. We want to make sure you have the knowledge and skills you need to help you succeed. Click Here to learn more!
The best way to see if we’re a good fit is to have a conversation. Call, email, or fill out the form below to speak with one of our team members. We’ll get in touch as soon as possible.