Jason Long

Chief Compliance Officer

Jason brings to Horter 26 years of financial services experience in the banking and wealth management industries. His background as a leader in compliance, risk management, accounting, finance, human resources and operations makes him a valuable resource to Horter’s leadership team.

As Chief Compliance Officer, Jason’s responsibilities include developing and maintaining the firm’s compliance program, risk management and working with regulatory authorities. In addition, he leads the firm’s activities in developing analytics, proformas, business planning and new business lines development.

Jason grew up in Westerville, Ohio just outside of Columbus and received his Bachelor’s Degree in Finance and Accountancy from Miami University in Oxford, Ohio and his MBA from Xavier University.

Email jason@him-ria.com
Call (513) 984-9933

We describe the Horter investment management platform by using the terms “Low Risk” and “Low Volatility” to emphasize the strategies employed by our money managers. However, notwithstanding the risk management strategies employed by these money managers, certain investment portfolios employed by our money managers present a greater degree of investment risk than others depending upon the performance of the underlying securities. We typically refer to these strategies as “Moderate Risk” and “Moderate Volatility”. Such performance can be impacted by a number of risk factors, including but not limited to (i) the level of price volatility (equity securities generally have greater price volatility than debt securities, (ii) changes in interest rates, and (iii) the ability of the manager to purchase or sell a security in a timely manner at desired prices.

Investment advisory services offered through Horter Investment Management, LLC, a SEC-Registered Investment Advisor. Horter Investment Management does not provide legal or tax advice. Investment Advisor Representatives of Horter Investment Management may only conduct business with residents of the states and jurisdictions in which they are properly registered or exempt from registration requirements. Insurance and annuity products are sold separately through Horter Financial Strategies, LLC. Securities transactions for Horter Investment Management clients are placed through AXOS Advisor Services, Schwab and Nationwide Advisory Solutions.